KYC Compliance

Know-Your-Client (KYC) functionality offers Quorum clients effective risk management and compliance to meet the requirements set out by Regulators, providing tools for Compliance Officers, enabling them to manage everyday activities, with critical information always at their fingertips.

Key Features:

  • Custom KYC check lists and alerts: Custom KYC mechanisms to fit the client’s internal Compliance guidelines and processes, all while being in line with the requirements of Regulatory bodies. Once the KYC is enabled, the system gives alerts in advance and provides a holistic view of the compliance-related image of the firm, before the deadlines or critical dates approach.
  • Client Economic Profile: Keep record of the client’s Business and Financial profile.
  • PEP status: Manage Politically Exposed Persons (PEPs) status.
  • Parent ownership structure: Production of parent ownership structure in a graphical way allows for quick visual overview of all entities and individuals involved in a given corporate entity.